Clients and the Investing Public

Fincap adheres to full compliance with the 2015 Implementing Rules and Regulations of the Securities Regulation Code to protect client interest. All new accounts have to be approved by the President, the Head of Sales or the Head Trading. These are the only personnel authorized to open new accounts and initiate transactions with the investing public. If you have not been in touch with any of the above, please schedule an appointment or your account will not be opened.

Download account information form

Download specimen signature form

Phone: (632) 7594320
Facsimile: (632) 7594326